-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VbJXRTyBGlzQWuavgQS28q4N/ZDPQDT1hivpcsPaXlsurY4BvwKcjsRHsXytlbbe FuZmBpOKaODvbIJjPuIxfQ== 0000225602-99-000012.txt : 19990511 0000225602-99-000012.hdr.sgml : 19990511 ACCESSION NUMBER: 0000225602-99-000012 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: D & K HEALTHCARE RESOURCES INC CENTRAL INDEX KEY: 0000888914 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 431465483 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43656 FILM NUMBER: 99614946 BUSINESS ADDRESS: STREET 1: 8000 MARYLAND AVENUE STREET 2: SUITE 920 CITY: ST. LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147273485 MAIL ADDRESS: STREET 1: 8000 MARYLAND AVENUE STREET 2: SUITE 920 CITY: ST. LOUIS STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: D & K WHOLESALE DRUG INC/DE/ DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1295 STATE ST B050 CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.__)* D & K Healthcare Resources Inc. __________________________________________________________________ (Name of Issuer) Common __________________________________________________________________ (Title of Class of Securities) 232861104 _______________________________ (CUSIP Number) April 30, 1999 _________________________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages CUSIP No. 232861104 __________________________________________________________________ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Massachusetts Mutual Life Insurance Company 04-1590850 __________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (A) _______ (B) __x____ __________________________________________________________________ 3. SEC USE ONLY __________________________________________________________________ 4. CITIZENSHIP OF PLACE OF ORGANIZATION Commonwealth of Massachusetts __________________________________________________________________ 5. SOLE VOTING POWER NUMBER OF SHARES 258,739 Common Shares ____________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY EACH Not applicable ____________________________________________________ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 258,739 Common Shares ____________________________________________________ 8. SHARED DISPOSITIVE POWER Not applicable __________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 258,739 Common Shares __________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not Applicable __________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.7% __________________________________________________________________ 12. TYPE OF REPORTING PERSON IC (Insurance Company) __________________________________________________________________ Page 2 of 6 Pages CUSIP No. 232861104 __________________________________________________________________ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MassMutual Corporate Investors 04-2483041 __________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP (A) _______ (B) __x____ __________________________________________________________________ 3. SEC USE ONLY __________________________________________________________________ 4. CITIZENSHIP OF PLACE OF ORGANIZATION Commonwealth of Massachusetts __________________________________________________________________ 5. SOLE VOTING POWER NUMBER OF SHARES 258,739 Common Shares ____________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY EACH Not Applicable ____________________________________________________ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 258,739 Common Shares ____________________________________________________ 8. SHARED DISPOSITIVE POWER Not Applicable __________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 258,739 Common Shares __________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not Applicable __________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.7% __________________________________________________________________ 12. TYPE OF REPORTING PERSON IV (Investment Company) __________________________________________________________________ Page 3 of 6 Pages ITEM 1(a). Name of Issuer: D & K Healthcare Resources, Inc. ITEM 1(b). Address of Issuer's Principal Executive Offices: 8000 Maryland Ave Suite 920 St. Louis, MO 63105 ITEM 2(a). Name of Person Filing: This statement is filed on behalf of Massachusetts Mutual Life Insurance Company and MassMutual Corporate Investors which together may be regarded as a group for the purpose of this statement. This statement is signed on behalf of both the aforementioned parties, and therefore, it does not include a separate agreement providing for a joint filing. ITEM 2(b). Address of Principal Business Office: MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY 1295 State Street Springfield, Massachusetts 01111 MASSMUTUAL CORPORATE INVESTORS 1295 State Street Springfield, Massachusetts 01111 ITEM 2(c). Citizenship MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY is organized under the laws of the Commonwealth of Massachusetts. MASSMUTUAL CORPORATE INVESTORS is organized under the laws of the Commonwealth of Massachusetts. ITEM 2(d). Title of Class of Securities: Common Stock ITEM 2(e). CUSIP NUMBER: 232861104 ITEM 3. This statement is filed pursuant to Rule 13d-1(b) by Massachusetts Mutual Life Insurance Company, an insurance company as defined in Section 3(a)(19) and MassMutual Corporate Investors, an investment company registered under Section 8 of the Investment Company Act of 1940, which together may be regarded as a group pursuant to Rule 13d-1(b) (ii) (H). Page 4 of 6 Pages ITEM 4. Ownership: (a) Amount Beneficially Owned: 517,479 common shares Massachusetts Mutual Life Insurance Company and MassMutual Corporate Investors own respectively 258,739 and 258,739 shares of common stock. The filing of this statement shall not be construed as an admission that Massachusetts Mutual Life Insurance Company and MassMutual Corporate Investors are for the purposes of sections 13(d) and 13(g) of the Securities Exchange Act of 1934, the beneficial owners of any common stock of the issuer. (b) Percent of Class: 13.4% (c) Powers: Massachusetts Mutual Life Insurance Company and MassMutual Corporate Investors have sole power to vote or to direct the vote and sole power to dispose or to direct the disposition of 258,739 and 258,739 shares common stock, respectively. ITEM 5. Ownership of Five Percent or Less of a Class: Not Applicable ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Note Applicable ITEM 8. Identification and Classification of Members of the Group: Not Applicable ITEM 9. Notice of Dissolution of the Group: Not Applicable Page 5 of 6 Pages ITEM 10. Certification: By signing below, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY and MASSMUTUAL CORPORATE INVESTORS certify to the best of their knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of their knowledge and belief, MASSACHUSETTS MUTUTAL LIFE INSURANCE COMPANY and MASSMUTUAL CORPORATE INVESTORS certify that the information set forth in this statement is true, complete and correct. May 10, 1999 May 10, 1999 Date Date MASSACHUSETTS MUTUAL MASSMUTUAL CORPORATE INVESTORS LIFE INSURANCE COMPANY By: /signature/ By: /signature/ Charles McCobb Jr. Charles McCobb Jr. Managing Director Managing Director Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----